Single format · FV08-K5-1

Change in control, prior approval application checklist

A single format from the NBFC Ongoing Compliance, Returns, Auditor Certificate, KYC, Fair Practices and Change in Control pack. NBFC Acquisition of Shareholding or Control Directions 2025 · PRAVAAH.

Length
1 page
Blanks to fill
27
Files
Word and PDF
Law stated to
16 September 2026

What it covers

  1. 1Change in control, prior approval application checklistNBFC Acquisition of Shareholding or Control Directions 2025 · PRAVAAH27 blanks

Read the opening

The first part of the format, as it downloads. Blanks are highlighted.

[Name of the firm] engagement checklist — application by the NBFC for prior approval

NBFC: [NBFC's name] CoR: [Certificate of registration number] Acquirer(s): [Acquirer(s) name]
Trigger(s): [control / 26% or more / more than 30% of directors / amalgamation] Pre and post shareholding of acquirer: [__% → __%]

#

Item

From

Status

1

Covering letter from the NBFC explaining the transaction, rationale and timetable

NBFC

[ ]

2

Board resolution of the NBFC approving the application and authorising the signatory

NBFC

[ ]

3

Annex I information on each proposed shareholder: name, constitution, address, PAN / registration, business, group structure and ultimate beneficial owners

Acquirer

[ ]

4

Shareholding pattern of the NBFC before and after, on a fully diluted basis

NBFC

[ ]

5

Source of funds for the acquisition, with evidence (bank statements, audited accounts, borrowing sanction)

Acquirer

[ ]

6

Bankers' reports on the acquirer and its promoters

Acquirer's bankers

[ ]

1 more paragraphs and tables follow in the full format.

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