Format pack, 4 formats · FV08-K2

Registration, Exemptions from Registration and the 2026 Carve-out

4 ready-to-use formats: CoR application, document checklist; Board resolution, application for Certificate of Registration; Board resolution and note to accounts, annual confirmation of Unregistered Type I status; Deregistration assessment memo, existing Type I NBFC.

Length
7 pages
Blanks to fill
94
Files
Word and PDF
Law stated to
16 September 2026

The 4 formats inside

  1. 1CoR application, document checklistRBI Act s.45-IA · PRAVAAH · Press Release 2015-2016/293527 blanksOn its own₹149
  2. 2Board resolution, application for Certificate of RegistrationRBI Act s.45-IA · Companies Act s.17919 blanksOn its own₹149
  3. 3Board resolution and note to accounts, annual confirmation of Unregistered Type I statusNBFC Registration Directions para 65A11 blanksOn its own₹149
  4. 4Deregistration assessment memo, existing Type I NBFCNBFC Registration Directions paras 6(4), 6(18), 38A, 65A44 blanksOn its own₹149

Read the opening

The first part of “CoR application, document checklist”, as it downloads. Blanks are highlighted.

[Name of the firm] engagement checklist — NBFC Certificate of Registration

Applicant: [Name of company] CIN: [Company's CIN] Category applied for: [NBFC-ICC / Type I / P2P / AA / Factor] NOF required: Rs [Net owned fund required (Rs crore)] crore

#

Document

From

Status

Remarks

1

Certificate of incorporation; MoA and AoA with financial activity in objects

Company / ROC

[ ]

[MGT-14 SRN if objects altered]

2

Board resolution approving the application, its contents and authorised signatory

Company

[ ]

3

Directors: profile, DIN, PAN, address proof, other directorships

Each director

[ ]

4

Directors: declaration and undertaking; fit and proper confirmation; credit bureau report

Each director

[ ]

At least one with bank/NBFC experience

5

Shareholding pattern; ultimate beneficial owners; KYC of shareholders holding 10% or more

Company / shareholders

[ ]

6

Source of funds for capital — bank statements; subscribers' accounts

Shareholders

[ ]

7

Statutory auditor's certificate of NOF, with UDIN

Auditor

[ ]

Date within [__] days of filing

8

Banker's certificate of no lien on the NOF fixed deposit

Bank

[ ]

1 more paragraphs and tables follow in the full format.

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