Single format · FV08-K4-1

Base Layer NBFC, annual compliance checklist

A single format from the Scale-based Regulation and the 2025 Consolidated Directions, What Binds a Small NBFC pack. NBFC Directions 2025 · DoS Directions 2026.

Length
2 pages
Blanks to fill
62
Files
Word and PDF
Law stated to
16 September 2026

What it covers

  1. 1Base Layer NBFC, annual compliance checklistNBFC Directions 2025 · DoS Directions 202662 blanks

Read the opening

The first part of the format, as it downloads. Blanks are highlighted.

[Name of the firm] review programme — NBFC-BL (Type II, non-deposit-taking)

NBFC: [NBFC's name] CoR no.: [Certificate of registration number] Category: [ICC / MFI / Factor / P2P / AA] Year reviewed: [FY ____]
Asset size — standalone: Rs [Standalone asset size (Rs crore)] crore Group aggregate (all NBFCs): Rs [Group aggregate asset size of all NBFCs (Rs crore)] crore Layer: [Base]

#

Requirement

Direction

Evidence seen

Status

1

Layer classification with group aggregation; auditor's group asset certificate

Registration paras 10, 17–20

[____]

[C / NC / NA]

2

NOF at year end; path to Rs 10 crore by 31.03.2027

Registration paras 39–43

[Auditor certificate]

[ ]

3

Principal business criteria continue to be met

Registration para 38

[Working]

[ ]

4

Leverage within ceiling / CRAR where applicable

Capital Adequacy

[Computation]

[ ]

5

Fit and proper policy; annual declarations; director with bank/NBFC experience

Governance

[Policy; declarations]

[ ]

6

Risk management committee constituted and meeting

Governance

[Minutes]

[ ]

2 more paragraphs and tables follow in the full format.

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