Certificate working paper front sheet and register entry

Register serial no.

[CERT/YYYY/____]

Client and entity certified

[____]

Certificate title (from the O.3 list, item no.)

[____ (item __)]

Addressee and purpose

[____]

Written request received on, from

[DD.MM.YYYY; name]

Law or rule requiring or accepting it

[____]

Eligible signatory class, and why we qualify

[____]

Independence check (s.141(3) for Form 146; audit-client valuation restriction; statutory auditor where required)

[Cleared by ____ on ____]

Can every statement be verified? Items re-worded or declined

[____]

Evidence obtained, with source (bank / portal / books / third party)

[WP refs ____]

Management representation letter dated

[DD.MM.YYYY]

Computations checked by

[____]

Second review required? (valuation; to RBI; Form 146 over Rs 1 crore or at treaty rate)

[Yes — reviewer ____, date ____ / No]

Signed by, on

[Partner; DD.MM.YYYY]

UDIN and date generated

[____; DD.MM.YYYY]

Issued to, on, by (e-mail / hand)

[____]

Filing it supports, with acknowledgement / SRN when received

[____]

Withdrawn or superseded? UDIN revoked on, reason

[____]

Retain until

[DD.MM.YYYY — at least seven years]